Personnel Hong Kong SFC License Details (ID 84146)

Personnel Hong Kong SFC License Details (ID 84146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2020-10-16	-
	Rep	Dealing in securities	2020-04-14	-
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2004-03-01	2019-12-16
	Rep	Dealing in securities	2004-03-01	2019-12-16
HOENIG (FAR EAST) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2004-02-29