Webb-site Legacy

Leung, Lai Lai 梁麗麗

SFC ID:ACS301

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NBC Financial Markets Asia Limited	RO	Dealing in securities	2014-08-05	-
Sumo Asset Management Limited	Rep	Advising on securities	2013-09-26	2013-10-28
	Rep	Asset management	2013-09-26	2013-10-28
TCW ASIA LIMITED	RO	Dealing in securities	2013-04-19	2013-04-26
	Rep	Dealing in securities	2013-03-25	2013-04-19
Sumo Asset Management Limited	Rep	Asset management	2011-04-29	2013-02-15
iTTa Capital Limited	RO	Dealing in securities	2007-12-04	2013-02-15
	RO	Advising on securities	2003-05-29	2013-02-15