Personnel Hong Kong SFC License Details (ID 84166)

Personnel Hong Kong SFC License Details (ID 84166)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wynson Asset Management Limited	RO	Advising on securities	2023-05-12	2024-12-09
	RO	Asset management	2023-05-12	2024-12-09
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2017-06-16	2020-01-01
	RO	Asset management	2017-06-16	2020-01-01
	RO	Dealing in securities	2017-06-16	2020-01-01
Sumo Asset Management Limited	Rep	Advising on securities	2012-12-04	2016-03-31
	Rep	Asset management	2012-02-21	2016-03-31
iTTa Capital Limited	Rep	Advising on securities	2010-07-02	2012-11-30
	Rep	Dealing in securities	2010-07-02	2012-11-30
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Asset management	2009-07-13	2009-12-23
	Rep	Advising on securities	2008-09-25	2009-12-23
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2008-09-05	2008-09-12
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2008-02-18	2008-08-12
	Rep	Dealing in securities	2008-02-18	2008-08-12
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2006-07-05	2007-11-22
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2005-11-21	2006-06-14