Personnel Hong Kong SFC License Details (ID 84168)

Personnel Hong Kong SFC License Details (ID 84168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sumo Asset Management Limited	Rep	Asset management	2015-02-25	2015-12-31
	Rep	Advising on securities	2012-12-04	2015-12-31
iTTa Capital Limited	Rep	Advising on securities	2010-08-04	2012-11-30
	Rep	Dealing in securities	2010-08-04	2012-11-30
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2008-08-12	2009-06-22
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2008-02-18	2008-08-01
	Rep	Dealing in securities	2008-02-18	2008-08-01
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2006-11-23	2007-12-13