Personnel Hong Kong SFC License Details (ID 84186)

Personnel Hong Kong SFC License Details (ID 84186)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2017-10-30	2019-10-07
	RO	Dealing in futures contracts	2017-10-30	2019-10-07
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on securities	2015-11-25	2016-09-23
	RO	Dealing in securities	2015-11-25	2016-09-23
	Rep	Advising on securities	2015-04-20	2015-11-25
	Rep	Dealing in securities	2015-04-20	2015-11-25
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2014-05-21	2017-10-30
	Rep	Dealing in futures contracts	2014-05-21	2017-10-30
	RO	Advising on securities	2012-11-09	2016-09-13
	RO	Dealing in securities	2012-11-09	2016-09-13
	Rep	Advising on securities	2009-11-25	2012-11-09
	Rep	Dealing in securities	2009-11-25	2012-11-09