Personnel Hong Kong SFC License Details (ID 84190)

Personnel Hong Kong SFC License Details (ID 84190)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ovata Capital Management Limited	Rep	Asset management	2023-09-21	2026-08-18
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2012-03-16	2013-06-28
	RO	Advising on securities	2012-03-16	2013-06-28
	RO	Dealing in futures contracts	2012-03-16	2013-06-28
	RO	Dealing in securities	2012-03-16	2013-06-28
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on securities	2012-03-16	2013-06-28
	RO	Dealing in securities	2012-03-16	2013-06-28
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2004-03-18	2012-03-16
	Rep	Advising on securities	2004-03-18	2012-03-16
	Rep	Dealing in futures contracts	2004-03-18	2012-03-16
	Rep	Dealing in securities	2004-03-18	2012-03-16
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Providing automated trading services	2004-03-18	2005-02-15
	Rep	Advising on securities	2004-03-18	2012-03-16
	Rep	Dealing in securities	2004-03-18	2012-03-16