| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2017-05-16 | 2019-12-03 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-09-03 | 2015-05-20 |
| Rep | Advising on securities | 2014-09-03 | 2015-05-20 |
| Rep | Dealing in securities | 2014-09-03 | 2015-05-20 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Providing automated trading services | 2012-11-28 | 2014-03-31 |
| RO | Advising on futures contracts | 2012-11-28 | 2016-07-06 |
| RO | Advising on securities | 2012-11-28 | 2016-07-06 |
| RO | Dealing in futures contracts | 2012-11-28 | 2016-07-06 |
| RO | Dealing in securities | 2012-11-28 | 2016-07-06 |
| Rep | Advising on futures contracts | 2011-04-04 | 2012-11-28 |
| Rep | Advising on securities | 2011-04-04 | 2012-11-28 |
| Rep | Dealing in futures contracts | 2011-04-04 | 2012-11-28 |
| Rep | Dealing in securities | 2011-04-04 | 2012-11-28 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-01-11 | 2006-04-16 |
| Rep | Dealing in securities | 2006-01-11 | 2006-04-16 |