| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2014-11-04 | 2015-11-30 |
| Rep | Dealing in futures contracts | 2014-11-04 | 2020-09-30 |
| Rep | Dealing in securities | 2014-11-04 | 2020-09-30 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Providing automated trading services | 2012-02-09 | 2014-08-04 |
| Rep | Advising on futures contracts | 2008-07-29 | 2014-08-04 |
| Rep | Advising on securities | 2008-07-29 | 2014-08-04 |
| Rep | Dealing in futures contracts | 2008-06-26 | 2014-08-04 |
| Rep | Dealing in securities | 2008-06-26 | 2014-08-04 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-12-29 | 2008-04-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2005-12-29 | 2008-04-22 |
| Rep | Dealing in futures contracts | 2005-12-29 | 2008-04-22 |