Personnel SFC Licences and HKMA Registrations (ID 84195)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-09-05	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-09-05	-
	Rep	Dealing in securities	2025-09-05	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-08-22	2025-08-29
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-08-22	2025-08-29
	Rep	Dealing in securities	2025-08-22	2025-08-29
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-07-14	2025-07-18
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-07-14	2025-07-18
	Rep	Dealing in securities	2025-07-14	2025-07-18
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2010-06-23	2012-05-25
	Rep	Dealing in securities	2010-06-23	2012-05-25
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2009-10-19	2016-09-20
	Rep	Dealing in securities	2009-10-19	2016-09-20
	Rep	Advising on futures contracts	2009-10-19	2023-07-31
	Rep	Dealing in futures contracts	2009-10-19	2023-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.