Personnel Hong Kong SFC License Details (ID 84196)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
State Street Securities Hong Kong Limited	Rep	Dealing in securities	2014-07-09	2022-07-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2009-10-16	2014-05-21
	Rep	Advising on securities	2009-10-16	2014-05-21
	Rep	Dealing in futures contracts	2009-10-16	2014-05-21
	Rep	Dealing in securities	2009-10-16	2014-05-21
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-03-07	2008-01-07
	Rep	Dealing in securities	2007-03-07	2008-01-07