Personnel Hong Kong SFC License Details (ID 84197)

Personnel Hong Kong SFC License Details (ID 84197)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Donghai International Securities (Hong Kong) Limited	Rep	Dealing in securities	2024-12-06	2025-04-30
VALUABLE CAPITAL LIMITED	RO	Advising on securities	2021-08-17	2023-11-02
	RO	Dealing in securities	2021-08-17	2023-11-02
	Rep	Advising on securities	2021-05-13	2021-08-17
	Rep	Dealing in securities	2021-05-13	2021-08-17
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on securities	2019-04-03	2020-03-30
	Rep	Asset management	2019-04-03	2020-03-30
	RO	Dealing in securities	2019-04-03	2020-03-30
	Rep	Advising on securities	2016-08-02	2019-04-03
	Rep	Dealing in securities	2016-08-02	2019-04-03
	Rep	Asset management	2014-01-15	2014-08-25
	Rep	Advising on securities	2013-10-15	2014-08-25
	Rep	Dealing in securities	2013-10-15	2014-08-25
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2006-02-06	2011-11-30
	Rep	Dealing in securities	2006-02-06	2011-11-30