Personnel SFC Licences and HKMA Registrations (ID 84198)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2016-12-22	-
	Rep	Dealing in futures contracts	2016-12-22	-
	Rep	Advising on securities	2010-05-10	-
	Rep	Dealing in securities	2010-05-10	-
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2009-07-31	2009-10-15
	Rep	Dealing in futures contracts	2009-07-31	2009-10-15
	Rep	Dealing in securities	2006-02-13	2009-10-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.