| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| American Century Investment Management (Asia Pacific) Limited | RO | Advising on securities | 2023-09-08 | - |
| RO | Dealing in securities | 2021-07-09 | - | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-09-23 | 2019-03-12 |
| Rep | Dealing in securities | 2015-09-23 | 2019-03-12 | |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2013-09-02 | 2013-11-26 |
| Rep | Dealing in futures contracts | 2013-09-02 | 2013-11-26 | |
| Rep | Dealing in securities | 2013-09-02 | 2013-11-26 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2010-09-03 | 2012-06-18 |
| Rep | Dealing in securities | 2010-09-03 | 2012-06-18 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-09-11 | 2012-11-29 |
| Rep | Advising on securities | 2007-09-11 | 2012-11-29 | |
| Rep | Dealing in futures contracts | 2007-09-11 | 2012-11-29 | |
| Rep | Dealing in securities | 2007-09-11 | 2012-11-29 |
No HKMA registrations in the collected records.