| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2022-10-20 | - |
| Rep | Advising on securities | 2022-10-20 | - |
| Rep | Dealing in futures contracts | 2022-10-20 | - |
| Rep | Dealing in securities | 2022-10-20 | - |
| RO | Advising on futures contracts | 2020-02-03 | 2022-10-20 |
| RO | Advising on securities | 2020-02-03 | 2022-10-20 |
| RO | Dealing in futures contracts | 2020-02-03 | 2022-10-20 |
| RO | Dealing in securities | 2020-02-03 | 2022-10-20 |
| Rep | Advising on futures contracts | 2004-07-27 | 2020-02-03 |
| Rep | Dealing in futures contracts | 2004-07-27 | 2020-02-03 |
| Rep | Advising on securities | 2004-04-30 | 2020-02-03 |
| Rep | Dealing in securities | 2004-04-30 | 2020-02-03 |