Personnel Hong Kong SFC License Details (ID 84205)

Personnel Hong Kong SFC License Details (ID 84205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leonteq Securities (Hong Kong) Limited	RO	Advising on securities	2022-04-14	2023-11-15
	RO	Dealing in securities	2022-04-14	2023-11-15
Saxo Capital Markets HK Limited	Rep	Advising on securities	2021-12-13	2022-02-07
	RO	Dealing in futures contracts	2018-08-23	2022-02-07
	RO	Dealing in securities	2018-08-23	2022-02-07
	Rep	Leveraged foreign exchange trading	2018-05-23	2022-02-07
	Rep	Dealing in futures contracts	2018-04-27	2018-08-23
	Rep	Dealing in securities	2018-04-27	2018-08-23
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-02-01	2017-12-04
	Rep	Dealing in securities	2016-02-01	2017-12-04
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2015-06-10	2016-07-29
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-06-10	2016-04-29
	Rep	Dealing in securities	2015-06-10	2016-04-29
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2011-09-05	2015-04-13
	Rep	Advising on securities	2011-09-05	2015-04-13
	Rep	Dealing in futures contracts	2011-09-05	2015-04-13
	Rep	Dealing in securities	2011-09-05	2015-04-13