Personnel SFC Licences and HKMA Registrations (ID 84208)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2010-03-18	-
	Rep	Dealing in futures contracts	2010-03-18	-
	Rep	Advising on securities	2010-03-18	2016-09-27
	Rep	Dealing in securities	2010-03-18	2016-09-27
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2010-03-18	2013-04-30
	Rep	Dealing in securities	2010-03-18	2013-04-30
Segantii Capital Management Limited	Rep	Asset management	2008-10-08	2010-02-28
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-11-25	2005-02-25
	Rep	Dealing in securities	2004-08-16	2004-11-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.