Personnel Hong Kong SFC License Details (ID 84210)

Personnel Hong Kong SFC License Details (ID 84210)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2019-09-24	2020-01-28
	Rep	Providing automated trading services	2019-09-24	2020-01-28
	Rep	Dealing in securities	2019-09-02	2020-01-28
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-10-14	2019-09-01
	Rep	Dealing in securities	2015-10-14	2019-09-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2011-04-04	2015-09-14
	Rep	Advising on securities	2011-04-04	2015-09-14
	Rep	Dealing in futures contracts	2011-04-04	2015-09-14
	Rep	Dealing in securities	2011-04-04	2015-09-14
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2009-04-30	2011-02-07