Personnel Hong Kong SFC License Details (ID 84214)

Personnel Hong Kong SFC License Details (ID 84214)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dymon Asia Capital (HK) Limited	Rep	Asset management	2016-09-05	2020-10-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-06-25	2016-01-22
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-06-25	2016-01-22
	Rep	Dealing in securities	2015-06-25	2016-01-22
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2010-11-01	2015-05-18
	Rep	Advising on securities	2010-11-01	2015-05-18
	Rep	Dealing in futures contracts	2010-11-01	2015-05-18
	Rep	Dealing in securities	2010-11-01	2015-05-18