Personnel Hong Kong SFC License Details (ID 84220)

Personnel Hong Kong SFC License Details (ID 84220)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	RO	Asset management	2025-07-03	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2018-06-28	2022-04-11
	Rep	Dealing in securities	2018-06-28	2022-04-11
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2012-07-23	2013-05-07
	Rep	Dealing in securities	2012-07-23	2013-05-07
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2011-09-01	2013-05-07
	Rep	Advising on securities	2011-09-01	2013-05-07
	Rep	Dealing in futures contracts	2011-09-01	2013-05-07
	Rep	Dealing in securities	2011-09-01	2013-05-07