Personnel SFC Licences and HKMA Registrations (ID 84226)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-11-21	-
	Rep	Dealing in futures contracts	2018-11-21	-
	Rep	Advising on futures contracts	2009-06-15	2015-11-03
	Rep	Dealing in futures contracts	2009-06-15	2015-11-03
	Rep	Advising on securities	2008-07-14	2015-11-03
	Rep	Dealing in securities	2008-06-18	2015-11-03
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2008-01-02	2009-11-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.