Webb-site Legacy

Lau, Keith Koon Wai 劉冠緯

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Providing automated trading services	2023-01-12	-
	Rep	Dealing in futures contracts	2023-01-12	-
	Rep	Dealing in securities	2023-01-12	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-03-21	2022-10-31
	Rep	Dealing in securities	2014-03-21	2022-10-31
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2014-03-21	2022-10-31
	Rep	Dealing in securities	2014-03-21	2022-10-31
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Providing automated trading services	2012-02-09	2013-11-08
	Rep	Advising on futures contracts	2010-07-21	2013-11-08
	Rep	Advising on securities	2010-07-21	2013-11-08
	Rep	Dealing in futures contracts	2010-07-21	2013-11-08
	Rep	Dealing in securities	2010-07-21	2013-11-08
	Rep	Advising on futures contracts	2007-09-12	2009-06-16
	Rep	Advising on securities	2007-09-12	2009-06-16
	Rep	Dealing in futures contracts	2007-09-12	2009-06-16
	Rep	Dealing in securities	2007-09-12	2009-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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