Personnel Hong Kong SFC License Details (ID 84233)

Personnel Hong Kong SFC License Details (ID 84233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2022-09-01	-
	RO	Advising on securities	2022-09-01	-
	RO	Dealing in futures contracts	2022-09-01	-
	RO	Dealing in securities	2022-09-01	-
	Rep	Advising on futures contracts	2007-02-07	2022-09-01
	Rep	Advising on securities	2007-02-07	2022-09-01
	Rep	Dealing in futures contracts	2007-02-07	2022-09-01
	Rep	Dealing in securities	2007-02-07	2022-09-01
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2006-03-20	2007-01-13
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-10-21	2007-01-13