Personnel Hong Kong SFC License Details (ID 84242)

Personnel Hong Kong SFC License Details (ID 84242)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capula Investment Management Asia Limited	Rep	Asset management	2014-04-03	2016-03-01
	Rep	Dealing in securities	2014-04-03	2016-03-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2013-04-12	2013-04-30
	Rep	Advising on securities	2013-04-12	2013-04-30
	Rep	Dealing in futures contracts	2013-04-12	2013-04-30
	Rep	Dealing in securities	2013-04-12	2013-04-30
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2013-04-12	2013-04-30
	Rep	Dealing in securities	2013-04-12	2013-04-30
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2012-11-08	2013-04-12
	RO	Advising on securities	2012-11-08	2013-04-12
	RO	Dealing in futures contracts	2012-11-08	2013-04-12
	RO	Dealing in securities	2012-11-08	2013-04-12
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on securities	2012-11-08	2013-04-12
	RO	Dealing in securities	2012-11-08	2013-04-12
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-02-15	2012-11-08
	Rep	Dealing in futures contracts	2012-02-15	2012-11-08
	Rep	Providing automated trading services	2012-02-15	2013-04-30
	Rep	Advising on securities	2011-05-04	2012-11-08
	Rep	Dealing in securities	2011-05-04	2012-11-08