Personnel Hong Kong SFC License Details (ID 84244)

Personnel Hong Kong SFC License Details (ID 84244)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-04-24	2023-06-27
	Rep	Dealing in securities	2006-06-14	2023-06-27
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-04-28	2006-05-30
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2006-02-07	2006-04-28
Ark Securities (Hong Kong) Limited	RO	Advising on securities	2005-05-25	2006-04-28
	RO	Dealing in securities	2004-03-08	2006-04-28
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2004-03-08	2006-04-28
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2003-12-05	2004-03-08
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-12-05	2004-03-08