Webb-site Legacy

Malik, Osman Riaz

SFC ID:ARD259

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2020-01-09	-
	Rep	Dealing in futures contracts	2020-01-09	-
	RO	Advising on securities	2019-01-22	-
	RO	Dealing in securities	2019-01-22	-
	Rep	Advising on securities	2018-08-30	2019-01-22
	Rep	Dealing in securities	2018-08-30	2019-01-22
	Rep	Advising on securities	2008-05-29	2016-10-05
	Rep	Dealing in securities	2008-05-29	2016-10-05
	Rep	Advising on futures contracts	2008-05-29	2017-03-31
	Rep	Dealing in futures contracts	2008-05-29	2017-03-31