Personnel Hong Kong SFC License Details (ID 84249)

Personnel Hong Kong SFC License Details (ID 84249)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2023-01-06	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2016-03-14	2022-09-25
	RO	Advising on securities	2016-03-14	2022-09-25
	RO	Dealing in futures contracts	2016-03-14	2022-09-25
	RO	Dealing in securities	2016-03-14	2022-09-25
	Rep	Advising on futures contracts	2008-06-24	2016-03-14
	Rep	Advising on securities	2008-06-24	2016-03-14
	Rep	Dealing in futures contracts	2008-06-05	2016-03-14
	Rep	Dealing in securities	2008-06-05	2016-03-14
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2007-02-14	2009-11-23
	Rep	Dealing in securities	2007-02-14	2009-11-23