Personnel Hong Kong SFC License Details (ID 84250)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2013-05-20	2015-12-16
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2006-08-14	2013-01-31
	Rep	Dealing in securities	2006-08-14	2013-01-31
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Advising on securities	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Dealing in securities	-	2006-06-15