Personnel Hong Kong SFC License Details (ID 84251)

Personnel Hong Kong SFC License Details (ID 84251)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Maso Capital Partners Limited	Rep	Asset management	2020-04-23	2025-02-17
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	RO	Dealing in futures contracts	2013-08-26	2016-05-11
	Rep	Dealing in futures contracts	2013-06-03	2013-08-26
	Rep	Dealing in securities	2013-06-03	2016-05-11
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2012-06-01	2012-12-11
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-06-01	2012-12-11
	Rep	Dealing in securities	2012-06-01	2012-12-11
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2011-06-01	2012-03-01
	Rep	Advising on securities	2011-06-01	2012-03-01
	Rep	Dealing in futures contracts	2011-06-01	2012-03-01
	Rep	Dealing in securities	2011-06-01	2012-03-01