| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on securities | 2012-04-13 | 2016-06-28 |
| RO | Dealing in securities | 2012-04-13 | 2016-06-28 |
| RO | Advising on futures contracts | 2012-04-13 | 2019-07-31 |
| RO | Dealing in futures contracts | 2012-04-13 | 2019-07-31 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2012-04-13 | 2014-09-30 |
| RO | Dealing in securities | 2012-04-13 | 2014-09-30 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-05-19 | 2012-04-13 |
| Rep | Advising on securities | 2011-05-19 | 2012-04-13 |
| Rep | Dealing in futures contracts | 2011-05-19 | 2012-04-13 |
| Rep | Dealing in securities | 2011-05-19 | 2012-04-13 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | Providing automated trading services | 2009-02-27 | 2010-01-18 |
| RO | Dealing in securities | 2008-08-05 | 2011-02-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2008-08-05 | 2011-02-15 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-12-30 | 2008-08-05 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-12-30 | 2008-08-05 |