| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2025-01-17 | - |
| Rep | Dealing in securities | 2025-01-17 | - |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2020-12-29 | 2023-11-22 |
| Harmony Advisors Limited | Rep | Advising on securities | 2018-04-09 | 2019-12-02 |
| Rep | Asset management | 2018-04-09 | 2019-12-02 |
| Rep | Dealing in futures contracts | 2018-04-09 | 2019-12-02 |
| Rep | Dealing in securities | 2018-04-09 | 2019-12-02 |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-26 | 2018-03-31 |
| MUFG Securities Asia Limited | Rep | Dealing in securities | 2015-09-14 | 2015-10-23 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-05-05 | 2014-07-04 |
| Rep | Dealing in futures contracts | 2014-05-05 | 2014-07-04 |
| Rep | Advising on securities | 2014-02-04 | 2014-07-04 |
| Rep | Dealing in securities | 2014-02-04 | 2014-07-04 |
| Rep | Advising on securities | 2009-11-25 | 2013-09-13 |
| Rep | Dealing in securities | 2009-11-25 | 2013-09-13 |