Personnel Hong Kong SFC License Details (ID 84262)

Personnel Hong Kong SFC License Details (ID 84262)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2014-03-28	2015-03-25
	Rep	Dealing in futures contracts	2014-03-28	2015-03-25
	Rep	Advising on futures contracts	2011-08-15	2014-03-16
	Rep	Advising on securities	2011-08-15	2014-03-16
	Rep	Dealing in futures contracts	2011-08-15	2014-03-16
	Rep	Dealing in securities	2011-08-15	2014-03-16
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2011-08-15	2012-06-18
	Rep	Dealing in securities	2011-08-15	2012-06-18