| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-09-29 | 2016-01-29 |
| Rep | Dealing in securities | 2015-09-29 | 2016-01-29 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2014-09-25 | 2015-06-29 |
| RO | Dealing in futures contracts | 2014-09-25 | 2015-06-29 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2013-02-18 | 2015-06-29 |
| RO | Dealing in securities | 2013-02-18 | 2015-06-29 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Providing automated trading services | 2012-08-07 | 2015-06-29 |
| Rep | Advising on futures contracts | 2012-05-08 | 2014-09-25 |
| Rep | Dealing in futures contracts | 2012-05-08 | 2014-09-25 |
| RO | Advising on futures contracts | 2011-11-10 | 2012-05-08 |
| RO | Dealing in futures contracts | 2011-11-10 | 2012-05-08 |
| RO | Advising on securities | 2011-11-10 | 2015-06-29 |
| RO | Dealing in securities | 2011-11-10 | 2015-06-29 |
| Rep | Advising on futures contracts | 2010-10-22 | 2011-11-10 |
| Rep | Advising on securities | 2010-10-22 | 2011-11-10 |
| Rep | Dealing in futures contracts | 2010-10-22 | 2011-11-10 |
| Rep | Dealing in securities | 2010-10-22 | 2011-11-10 |