Personnel Hong Kong SFC License Details (ID 84264)

Personnel Hong Kong SFC License Details (ID 84264)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in securities	2026-07-23	-
	Rep	Dealing in securities	2021-12-16	2026-07-23
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-26	2021-07-22
	Rep	Dealing in securities	2018-10-26	2021-07-22
	Rep	Advising on futures contracts	2017-06-21	2021-08-17
	Rep	Dealing in futures contracts	2017-06-21	2021-08-17
	Rep	Advising on futures contracts	2011-03-01	2012-08-01
	Rep	Advising on securities	2011-03-01	2012-08-01
	Rep	Dealing in futures contracts	2011-03-01	2012-08-01
	Rep	Dealing in securities	2011-03-01	2012-08-01
	Rep	Advising on futures contracts	2007-05-15	2010-04-20
	Rep	Advising on securities	2007-05-15	2010-04-20
	Rep	Dealing in futures contracts	2007-05-15	2010-04-20
	Rep	Dealing in securities	2007-05-15	2010-04-20