Personnel SFC Licences and HKMA Registrations (ID 84265)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2022-07-20	-
	RO	Dealing in securities	2022-07-20	-
	Rep	Dealing in futures contracts	2016-09-05	2022-07-20
	Rep	Dealing in securities	2016-09-05	2022-07-20
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2010-01-25	2012-06-04
	Rep	Advising on securities	2010-01-25	2012-06-04
	Rep	Dealing in futures contracts	2010-01-25	2012-06-04
	Rep	Dealing in securities	2010-01-25	2012-06-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.