| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-06-29 | 2012-08-28 |
| Rep | Advising on securities | 2011-06-29 | 2012-08-28 |
| Rep | Dealing in futures contracts | 2011-06-29 | 2012-08-28 |
| Rep | Dealing in securities | 2011-06-29 | 2012-08-28 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-09-04 | 2010-07-24 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-09-04 | 2010-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-10-25 | 2006-08-07 |
| Rep | Dealing in futures contracts | 2005-04-06 | 2006-08-07 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2005-02-16 | 2006-08-07 |
| Rep | Dealing in securities | 2005-02-16 | 2006-08-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-02-16 | 2006-08-07 |