| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2008-08-20 | 2009-11-23 |
| Rep | Advising on securities | 2008-08-20 | 2009-11-23 | |
| Rep | Dealing in futures contracts | 2008-08-20 | 2009-11-23 | |
| Rep | Dealing in securities | 2008-08-20 | 2009-11-23 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-09-03 | 2012-02-01 |
| Rep | Advising on securities | 2007-09-03 | 2012-02-01 | |
| Rep | Dealing in futures contracts | 2007-09-03 | 2012-02-01 | |
| Rep | Dealing in securities | 2007-09-03 | 2012-02-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-14 | 2006-12-13 |