Wong, Claudio 王久昌

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2008-06-24	-
	Rep	Advising on securities	2008-06-24	2016-10-06
	Rep	Dealing in futures contracts	2008-06-05	-
	Rep	Dealing in securities	2008-06-05	2016-10-06
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-09	2009-11-23
	Rep	Dealing in securities	2007-08-09	2009-11-23
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-03-21	2007-05-24
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-03-21	2007-05-24
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-21	2007-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.