| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-06-24 | - |
| Rep | Advising on securities | 2008-06-24 | 2016-10-06 |
| Rep | Dealing in futures contracts | 2008-06-05 | - |
| Rep | Dealing in securities | 2008-06-05 | 2016-10-06 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-09 | 2009-11-23 |
| Rep | Dealing in securities | 2007-08-09 | 2009-11-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-03-21 | 2007-05-24 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-03-21 | 2007-05-24 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-03-21 | 2007-05-24 |