Personnel Hong Kong SFC License Details (ID 84277)

Personnel Hong Kong SFC License Details (ID 84277)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2009-09-23	2010-10-01
	Rep	Dealing in futures contracts	2009-09-23	2010-10-01
	Rep	Advising on securities	2009-09-23	2012-09-01
	Rep	Dealing in securities	2009-09-23	2012-09-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-07-24	2007-07-28
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-07-24	2007-07-28
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2004-05-07	2007-01-11