Personnel Hong Kong SFC License Details (ID 84279)

Personnel Hong Kong SFC License Details (ID 84279)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-02-01	2023-09-29
	Rep	Dealing in securities	2016-02-01	2023-09-29
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2014-06-20	2016-07-29
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-06-20	2016-04-29
	Rep	Dealing in securities	2014-06-20	2016-04-29
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2009-06-15	2013-11-04
	Rep	Dealing in futures contracts	2009-06-15	2013-11-04
	Rep	Advising on securities	2008-07-14	2013-11-04
	Rep	Dealing in securities	2008-06-18	2013-11-04
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2008-03-17	2009-11-23