Zao, Audrey 邵志佳

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2010-03-29	-
	Rep	Dealing in futures contracts	2010-03-29	-
	Rep	Advising on securities	2010-03-29	2016-10-07
	Rep	Dealing in securities	2010-03-29	2016-10-07
	Rep	Advising on futures contracts	2007-07-27	2009-06-16
	Rep	Advising on securities	2007-07-27	2009-06-16
	Rep	Dealing in futures contracts	2007-07-27	2009-06-16
	Rep	Dealing in securities	2007-06-13	2009-06-16
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2006-12-05	2007-03-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2010-03-29	-
	Rep	Dealing in futures contracts	2010-03-29	-
	Rep	Advising on securities	2010-03-29	2016-10-07
	Rep	Dealing in securities	2010-03-29	2016-10-07
	Rep	Advising on futures contracts	2007-07-27	2009-06-16
	Rep	Advising on securities	2007-07-27	2009-06-16
	Rep	Dealing in futures contracts	2007-07-27	2009-06-16
	Rep	Dealing in securities	2007-06-13	2009-06-16
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2006-12-05	2007-03-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.