Personnel Hong Kong SFC License Details (ID 84292)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Equities First Holdings Hong Kong Limited	RO	Dealing in securities	2020-10-21	2026-06-26
	Rep	Dealing in securities	2020-08-27	2020-10-21
China Vered Securities Limited	RO	Advising on corporate finance	2020-07-10	2020-08-11
	RO	Advising on securities	2020-07-10	2020-08-11
	RO	Dealing in securities	2020-07-10	2020-08-11
	Rep	Dealing in securities	2020-05-20	2020-07-10
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-09-03	2020-04-23
Jefferies Hong Kong Limited	RO	Advising on corporate finance	2015-08-12	2018-12-07
	RO	Advising on securities	2015-08-12	2018-12-07
	RO	Dealing in securities	2015-08-12	2018-12-07
	Rep	Advising on corporate finance	2013-09-19	2015-08-12
	Rep	Advising on securities	2013-09-19	2015-08-12
	Rep	Dealing in securities	2013-09-19	2015-08-12
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2010-08-06	2013-06-26
	Rep	Advising on securities	2010-08-06	2013-06-26
	Rep	Dealing in securities	2010-08-06	2013-06-26
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-01-08
	Rep	Asset management	-	2004-01-08
	Rep	Advising on securities	-	2006-07-31
	Rep	Dealing in securities	-	2006-07-31