Personnel Hong Kong SFC License Details (ID 84298)

Personnel Hong Kong SFC License Details (ID 84298)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brightus Management Limited	RO	Advising on securities	2023-03-30	2026-06-05
	RO	Asset management	2023-03-30	2026-06-05
C-Lab Investments Limited	RO	Advising on securities	2021-10-15	2022-05-20
	RO	Asset management	2021-10-15	2022-05-20
	RO	Dealing in securities	2021-10-15	2022-05-20
Tamar Alliance Capital Limited	RO	Advising on securities	2018-08-17	2020-12-13
	RO	Asset management	2018-08-17	2020-12-13
CIAM Capital Management Limited	RO	Advising on securities	2012-06-04	2017-06-30
	RO	Asset management	2012-06-04	2017-06-30
	Rep	Advising on securities	2012-05-08	2012-06-04
	Rep	Asset management	2012-05-08	2012-06-04
Alpha Nova Capital Management Limited	RO	Advising on corporate finance	2007-03-07	2009-12-31
	RO	Advising on securities	2007-03-07	2012-01-02
	RO	Asset management	2007-03-07	2012-01-02
	Rep	Advising on corporate finance	2004-07-30	2007-03-07
	Rep	Advising on securities	2004-07-30	2007-03-07
	Rep	Asset management	2004-07-30	2007-03-07