Personnel Hong Kong SFC License Details (ID 84299)

Personnel Hong Kong SFC License Details (ID 84299)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Janus Henderson Investors Hong Kong Limited	RO	Advising on securities	2011-06-07	2017-05-30
	RO	Dealing in securities	2011-06-07	2017-05-30
	Rep	Advising on securities	2011-04-18	2011-06-07
	Rep	Dealing in securities	2011-04-18	2011-06-07
AllianceBernstein Hong Kong Limited	RO	Dealing in futures contracts	2006-10-05	2011-01-27
	RO	Advising on futures contracts	2004-12-29	2011-01-27
	RO	Advising on securities	2004-12-29	2011-01-27
	RO	Asset management	2004-12-29	2011-01-27
	RO	Dealing in securities	2004-12-29	2011-01-27