| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Advising on securities | 2023-11-06 | - |
| Rep | Asset management | 2023-11-06 | - | |
| Rep | Dealing in securities | 2023-11-06 | - | |
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | Advising on securities | 2023-09-22 | 2023-09-27 |
| Rep | Asset management | 2023-09-22 | 2023-09-27 | |
| Rep | Dealing in securities | 2023-09-22 | 2023-09-27 | |
| Jefferies Hong Kong Limited | Rep | Dealing in securities | 2017-12-20 | 2020-07-16 |
| RO | Advising on securities | 2010-01-04 | 2012-11-15 | |
| RO | Dealing in securities | 2010-01-04 | 2017-12-20 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2004-04-19 | 2005-10-05 |
No HKMA registrations in the collected records.