| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Advising on securities | 2016-05-16 | 2016-06-02 |
| Rep | Advising on securities | 2014-09-18 | 2016-05-16 | |
| Jefferies Hong Kong Limited | Rep | Dealing in securities | 2011-05-25 | 2012-08-14 |
| Arete Research Asia Limited | RO | Advising on securities | 2010-01-11 | 2010-05-09 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2004-09-16 | 2008-11-20 |
| Rep | Dealing in securities | 2004-09-16 | 2008-11-20 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2004-09-16 | 2008-11-20 |
| Rep | Dealing in futures contracts | 2004-09-16 | 2008-11-20 |