Personnel Hong Kong SFC License Details (ID 84348)

Personnel Hong Kong SFC License Details (ID 84348)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2019-06-21	-
	Rep	Dealing in securities	2019-06-21	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2015-10-12	2017-02-27
	Rep	Dealing in securities	2015-10-12	2017-02-27
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2014-04-07	2015-09-02
	Rep	Dealing in securities	2014-04-07	2015-09-02
Jefferies Hong Kong Limited	Rep	Dealing in securities	2013-04-16	2014-02-28
	Rep	Advising on securities	2013-02-15	2014-02-28
	Rep	Advising on corporate finance	2011-05-12	2014-02-28