Personnel Hong Kong SFC License Details (ID 84353)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2013-09-09	2014-11-14
	Rep	Advising on securities	2013-05-22	2013-09-09
Jefferies Hong Kong Limited	Rep	Advising on securities	2010-12-30	2013-04-17
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-07-02	2010-10-14
	Rep	Dealing in securities	2010-07-02	2010-10-14