Personnel Hong Kong SFC License Details (ID 84360)

Personnel Hong Kong SFC License Details (ID 84360)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2019-11-28	2021-06-04
Jefferies Hong Kong Limited	Rep	Dealing in securities	2011-03-17	2019-03-26
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-20	2011-02-09
	Rep	Dealing in securities	2007-08-20	2011-02-09
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-06-10	2007-08-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-06-10	2007-08-04