Personnel Hong Kong SFC License Details (ID 84366)

Personnel Hong Kong SFC License Details (ID 84366)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED EAGLE SECURITIES LIMITED (HK)	Rep	Dealing in securities	2018-01-18	2022-07-04
AVIA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-08-12	2015-11-03
	Rep	Asset management	2015-08-12	2015-11-03
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2014-03-27	2015-07-11
	Rep	Dealing in securities	2014-03-11	2015-07-11
Boom Securities (H.K.) Limited	Rep	Dealing in securities	2013-06-25	2014-02-19
Win Securities Limited	Rep	Dealing in securities	2013-06-25	2014-02-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2012-02-14	2012-09-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-02-14	2012-09-21
Jefferies Hong Kong Limited	Rep	Dealing in securities	2011-08-26	2011-10-20