Personnel Hong Kong SFC License Details (ID 84392)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2016-04-05	2016-09-01
	Rep	Dealing in securities	2016-04-05	2016-09-01
Yunfeng Financial Markets Limited	RO	Dealing in securities	2014-03-06	2016-02-02
	Rep	Dealing in securities	2012-12-05	2014-03-06
Jefferies Hong Kong Limited	Rep	Dealing in securities	2010-11-16	2012-11-14
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2009-04-30	2010-08-06